-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GPeXqkYwUi0+UxNNubTAXo1cZDuvBIfGJYN3ilp+6/d61UwSCg8SnGpAPeweQTpO np8WTBtsqk16G2PkH3jlMA== 0000902561-99-000088.txt : 19990215 0000902561-99-000088.hdr.sgml : 19990215 ACCESSION NUMBER: 0000902561-99-000088 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRIENDLY ICE CREAM CORP CENTRAL INDEX KEY: 0000039135 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042053130 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52679 FILM NUMBER: 99536684 BUSINESS ADDRESS: STREET 1: 1855 BOSTON ROAD CITY: WILBRAHAM STATE: MA ZIP: 01095 BUSINESS PHONE: 4135432400 MAIL ADDRESS: STREET 1: 1855 BOSTON ROAD CITY: WILBRAHAM STATE: MA ZIP: 01095 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH DONALD N CENTRAL INDEX KEY: 0001056666 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1 PIERCE PLACE STREET 2: SUITE 100 EAST CITY: ITASCA STATE: IL ZIP: 60143 BUSINESS PHONE: 6302500471 MAIL ADDRESS: STREET 1: 1 PIERCE PLACE STREET 2: SUITE 100 EAST CITY: ITASCA STATE: IL ZIP: 60143 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.1) 1/ Friendly Ice Cream Corporation (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 358497 10 5 (CUSIP Number) December 31, 1998 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | | Rule 13d-1(b) | | Rule 13d-1(c) |x| Rule 13d-1(d) 1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 358497 10 5 1. NAME OF REPORTING PERSON: Donald N. Smith I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): Not Applicable 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] Not Applicable 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION: United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER: 711,951 6. SHARED VOTING POWER: 0 7. SOLE DISPOSITIVE POWER: 711,951 8. SHARED DISPOSITIVE POWER: 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 711,951 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] Not Applicable 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 9.5% 12. TYPE OF REPORTING PERSON: IN Item 1(a) Name of Issuer: Friendly Ice Cream Corporation (b) Address of Issuer's Principal Executive Offices: 1855 Boston Road Wilbraham, Massachusetts 01095 Item 2(a) Name of Person Filing: Donald N. Smith (b) Address of Principal Business Office: 1 Pierce Place, Suite 100 East Itasca, Illinois 60143 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $0.01 par value per share (e) CUSIP Number: 358497 10 5 Item 3 If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) ( ) Broker or dealer registered under Section 15 of the Exchange Act (b) ( ) Bank as defined in Section 3(a)(6) of the Exchange Act (c) ( ) insurance company as defined in Section 3(a)(19) of the Exchange Act (d) ( ) investment company registered under Section 8 of the Investment Company Act (e) ( ) An investment adviser in accordance with Rule 13d-1(b)(i)(ii)(E) (f) ( ) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) ( ) parent holding company or control person in accordance with Rule 13d-1 (b)(1)(ii)(G) (h) ( ) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) ( ) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (j) ( ) Group, in accordance with Rule 13d-1 (b)(1)(ii)(J) If this statement is filed pursuant to Rule 13d-1(c), check this box [ ] Item 4 Ownership: (at December 31, 1998) (a) Amount Beneficially Owned 711,951 (b) Percent of Class 9.5% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 711,951 ------- (ii) shared power to vote or to direct the vote 0 ------- (iii) sole power to dispose or to direct the disposition of 711,951 ------- (iv) shared power to dispose or to direct the disposition of 0 ------- Item 5 Ownership of Five Percent or Less of a Class: Not Applicable If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6 Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security being reported on by the Parent Holding Company. Not Applicable Item 8 Identification and Classification of Members of the Group Not Applicable Item 9 Notice of Dissolution of Group Not Applicable Item 10 Certification Not Applicable Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. * * * * * * * * * Dated: February 10 , 1999 /s/ Donald N. Smith ---------------------------- Signature Donald N. Smith ----------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----